Referral Service

Referral Service

We have a number of trusted relationships with a range of other professional service providers. As an ASPL client, this means you always have access to the most appropriate professional and business services for your particular needs and circumstances – with complete assurance.

Warwick: Wealth Management Advice Services

Charlotte engaged the services of ASPL for wealth management advice after she had inherited a sizeable fortune. She was considering emigrating, and purchasing a number of properties where her children lived, in Asia, Australia and London.

She wanted to invest on a long-term basis, but also required a flexible, sizeable capital withdrawal facility to enable property purchases to be made, as and when she wanted.

Charlotte did not want to take much risk with the portfolio, and wanted income/capital withdrawals to be paid into her Guernsey bank account(s).

We have managed her capital and income without giving rise to any taxation liabilities, to date, and provided her with a suitably flexible and diverse portfolio, that meets her needs.

NB. Whilst the Client names have been changed for Client privacy purposes, these case studies are actual ASPL Client case studies.

Accountancy Services

Whilst we are able to provide basic tax services in-house, for those Clients who require tax advice or tax return completion, we are happy to refer you to one of our Chartered Accountant colleagues.

The Financial Conduct Authority does not regulate Tax advice.

Legal Services

As part of our overall financial planning services, we may touch on areas such as Wills, Lasting Powers of Attorney and Estate Planning and Trusts, and will refer you to professional Solicitor colleagues when appropriate.

The Financial Conduct Authority does not regulate Trusts.

The Financial Conduct Authority does not regulate will writing.

Stockbroking or Discretionary Investment Services

Once portfolios exceed £5 million, we may look to partner the investment planning and/or management with a stockbroking firm subject to our Clients’ requirements.

We are therefore happy to refer you to professional colleagues as and when required.

Business Coaching or “Mentoring” Services

We have experience of Business Consultancy and Business Mentoring services and if you would like more information, please get in touch.

Business Suppliers

From time to time Clients or professional colleagues make enquiries about “who we use” for various services (e.g. paperless office scanning services, Wrap Accounts etc). If you have any such needs, please do not hesitate to get in touch.

Reciprocal Referral Services

If you are a Chartered Accountant or Solicitor and believe that the services we offer can benefit you and/or your Clients, then we welcome such enquiries as we have a number of relationships with such firms which we have earned over the years.  Please ask for Adrian Smith or Ivan Hutchings on 01676 521111.
 

People

Adrian Smith

Adrian is a Chartered Financial Planner and a CERTIFIED FINANCIAL PLANNERTM professional. He established Adrian Smith & Partners Ltd. in June 1999. His qualifications include Chartered Financial Planner, Certified Financial Planner (CFP), Financial Planning Certificate (FPC), Advanced Financial Planning Certificate (AFPC), Securities Institute Foundation Certificate, Dip PFS.

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Ivan Hutchings

Ivan is a CERTIFIED FINANCIAL PLANNERTM professional and joined ASPL in 2003.  His qualifications include: Certified Financial Planner (CFP), Advanced Financial Planning Certificate (AFPC), Financial Planning Certificate (FPC), G60 Pensions.

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Midlands: Accountants - Referring your Clients to us for Investment / Retirement Advice

A firm of Chartered Accountants enhance their client offering by using ASPL on a referral basis to provide Investment and Retirement Planning Advice.

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FCA Statement

Accreditations

Adrian Smith

Chartered Financial Planner
Chartered Wealth Manager
CFP-CM

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